Data Retention and Deletion Policy

Focura Legacy Organizers

Effective date: [To be set at launch] Last reviewed: April 2026 Policy owner: Privacy Officer Regulatory basis: PIPEDA Principle 5 (Limiting Use, Disclosure, and Retention), Quebec Law 25, anticipated CPPA


1. Purpose

This policy defines how long Focura retains personal information, when and how it is deleted, and how deletion requests are handled. It fulfils the obligation under PIPEDA Schedule 1, Principle 5: personal information shall be retained only as long as necessary for the fulfilment of the purposes for which it was collected.

Estate data presents a unique retention challenge. Unlike most SaaS products, the data may need to persist for decades — through the account holder’s lifetime and the subsequent estate administration period. This policy balances that reality against the legal requirement not to retain information indefinitely without purpose.


2. Scope

This policy applies to all personal information held by Focura, across all storage systems and formats, including:

  • User account data (identity, authentication, preferences)
  • Estate profile data (family, assets, liabilities, legal documents, distribution instructions)
  • Health-related information (healthcare directives, medical contacts, MAID wishes)
  • Digital asset credentials (passwords, keys, access instructions)
  • Tell Your Story content (text, voice, video messages, heirloom records)
  • Executor task data (checklists, progress, notes, correspondence records)
  • Advisor/professional data (linked advisor profiles, access permissions)
  • Platform usage data (logs, analytics, support interactions)
  • Breach records

It applies regardless of whether the data was entered by the account holder, an authorized advisor, an executor, or uploaded via API.


3. Data Categories and Retention Periods

3.1 Active Accounts — Household (Testator)

Data CategoryRetention PeriodRationale
Estate profile data (family, assets, liabilities, will distribution, beneficiaries)Duration of active subscription + grace period (see §4)Core service delivery
Tell Your Story content (text, voice, video, heirloom records)Duration of active subscription + grace periodCore service delivery
Health information (healthcare directives, medical contacts)Duration of active subscription + grace periodCore service delivery; PIPEDA sensitive data
Digital credentials (passwords, keys, stored in zero-knowledge vault)Duration of active subscription + grace periodCore service delivery; highest-sensitivity category
Account/identity data (name, email, billing)Duration of active subscription + 12 months post-closureRequired for billing reconciliation, tax records, support of outstanding data portability requests

Active account = subscription current, or within the grace period defined in §4.

3.2 Post-Death Transition — Estate Administration

When Focura is notified that an account holder has died:

Data CategoryRetention PeriodRationale
All estate profile dataDuration of estate administration + 3 years after estate closure confirmationExecutor needs continued access; 3-year buffer covers CRA clearance certificate timeline, potential litigation, and the limitation period for most estate-related claims in Ontario
Tell Your Story contentDuration of estate administration + 1 year after estate closure, or until beneficiaries confirm receipt — whichever is laterDelivery of messages to intended recipients must be completed before deletion
Executor task data (checklist progress, notes, correspondence records)Duration of estate administration + 3 years after estate closureMay be required as evidence of executor diligence in passing of accounts or beneficiary disputes
Digital credentialsDeleted within 90 days of death notification, unless executor requests extended retention with documented purposeHighest-risk category; no purpose served once executor has extracted needed access information

Estate closure confirmation = executor provides written confirmation (email or in-platform) that estate administration is complete, or 7 years from date of death notification — whichever is earlier. The 7-year backstop prevents indefinite retention of orphaned accounts.

3.3 Advisor / Professional Accounts

Data CategoryRetention PeriodRationale
Advisor profile and credentialsDuration of active subscription + 12 months post-closureAccount reconciliation and audit trail
Access logs (which client data was accessed, when, by whom)7 years from date of accessRegulatory audit trail; mirrors CIRO record-keeping requirements for registrants; supports investigation of unauthorized access
Client linkage records (which advisor was linked to which household)Duration of household account retentionInseparable from household access history

3.4 Platform Operations Data

Data CategoryRetention PeriodRationale
Application logs (errors, performance, debugging)90 daysOperational troubleshooting; no personal information should be in application logs by design
Security/audit logs (authentication events, permission changes, data exports)7 yearsSecurity investigation, regulatory compliance, breach forensics
Breach records (PIPEDA Division 1.1 records)24 months minimum from date of breach determinationPIPEDA mandatory minimum; retain longer if breach is subject to investigation or litigation
Support interactions (tickets, chat transcripts)3 years from resolutionConsumer protection; dispute resolution
Anonymized/aggregated analyticsIndefiniteNo personal information; used for product improvement and reporting

3.5 Backup and Disaster Recovery Copies

Backup copies follow the same retention periods as the source data. When source data is deleted, corresponding backup copies are deleted within the next backup rotation cycle, not to exceed 90 days from source deletion. Backups are encrypted with the same standards as production data.


4. Subscription Lapse — Grace Period

When a household subscription lapses (non-renewal, failed payment, voluntary cancellation):

PhaseDurationWhat Happens
Grace period180 days (6 months) from lapse dateAll data retained in full. Account is read-only (no edits). User can reactivate at any time to restore full access. Reminder notifications sent at 30, 90, and 150 days.
Export windowFinal 30 days of grace period (days 150–180)Prominent notification that data will be permanently deleted. Data export (download) available in structured format (JSON + PDF).
DeletionDay 181All personal information permanently deleted per §6, except account/identity data retained for 12 months per §3.1.

Rationale for 180 days: Estate data takes significant effort to compile. A short grace period risks permanent loss of irreplaceable information due to a missed credit card renewal. Six months is generous enough to prevent accidental loss while not retaining data indefinitely.


5. Deletion Requests — User-Initiated

5.1 Right to Request Deletion

Any account holder (or their authorized representative) may request deletion of their personal information at any time by contacting the Privacy Officer or through the in-platform account settings.

5.2 Processing Timeline

ActionTimeline
Acknowledge receipt of deletion request5 business days
Verify identity of requesterBefore processing — standard identity verification (matching account credentials or, for representatives, proof of authority)
Complete deletion from production systems30 calendar days from verified request
Complete deletion from backup systems90 calendar days from verified request (next backup rotation)
Confirm deletion to requesterWithin 5 business days of production deletion

5.3 Exceptions — When Deletion May Be Refused or Delayed

Focura may refuse or delay deletion only in the following circumstances, with written explanation to the requester:

ExceptionBasisRetention Limit
Active estate administration — an executor has been granted access and the estate is in progressPIPEDA Principle 5 — information still required for the purpose for which it was collectedUntil estate closure + 3 years per §3.2
Legal hold — data subject to litigation, regulatory investigation, or court orderLegal obligation supersedes deletion requestDuration of legal proceeding + applicable limitation period
Breach record — the data forms part of a PIPEDA-mandated breach recordPIPEDA Division 1.1 — 24-month mandatory retention24 months from breach determination
Outstanding financial obligation — unpaid invoices or billing disputesLegitimate business purpose12 months from resolution

In all exception cases, the minimum necessary information is retained, and the exception is documented in the deletion request log.

5.4 Partial Deletion

Users may request deletion of specific data categories (e.g., “delete my Tell Your Story recordings but keep my asset data”). Focura will accommodate partial deletion requests where technically feasible.


6. Deletion Standards

6.1 What “Deleted” Means

Deletion means the personal information is permanently and irreversibly removed such that it cannot be recovered, reconstructed, or re-identified. Specifically:

SystemMethod
Production databaseHard delete (record removal), not soft delete or logical flag. Database vacuumed/compacted to overwrite freed space.
Zero-knowledge credential vaultEncrypted data blocks destroyed; encryption keys purged from HSM
File storage (documents, voice/video recordings)File deleted from storage; storage provider’s deletion protocol engaged (e.g., AWS S3 object deletion with lifecycle expiration)
BackupsExcluded from future backup sets; existing backup copies expired within 90-day rotation
Search indices and cachesPurged within 24 hours of production deletion
LogsPersonal information should not appear in logs by design; if found, redacted within 30 days

6.2 Anonymization as Alternative

Where retention of statistical or aggregate data is needed (e.g., product analytics, completion rate metrics), data may be anonymized rather than deleted, provided:

  • All direct identifiers are removed (name, email, address, account numbers)
  • All indirect identifiers that could enable re-identification are removed or generalized (postal code → province, exact age → age band)
  • The anonymization is irreversible — Focura cannot re-link the record to an individual
  • The anonymized dataset is reviewed by the Privacy Officer before use

7. Death of Account Holder — Transition Procedure

This section governs the critical transition from living-user account to estate-administration account.

7.1 Notification of Death

Focura may be notified of an account holder’s death by:

  • A linked advisor
  • A named executor (identified in the estate profile)
  • A family member with proof of authority (death certificate + proof of relationship or executor appointment)

7.2 Verification

Before granting estate access or altering account status:

  1. Death certificate — certified copy required
  2. Proof of executor authority — Certificate of Appointment of Estate Trustee (Ontario), Letters Probate, or notarial will (Quebec), as applicable
  3. Identity verification of the person requesting access

7.3 Account Transition

ActionTimeline
Account status changed to “Estate Administration”Within 5 business days of verified death notification
Executor granted access per access permissions documented in estate profileConcurrent with status change
Digital credentials flagged for 90-day deletion countdown per §3.2Concurrent with status change; executor notified
Subscription billing suspendedEffective immediately upon verified death notification
Tell Your Story delivery instructions triggeredPer delivery conditions set by the account holder

7.4 Estate Closure

When the executor confirms estate administration is complete:

  1. Executor downloads final data export (structured format)
  2. Estate data retained for 3-year buffer per §3.2
  3. Automated deletion scheduled at buffer expiry
  4. Executor notified 30 days before deletion with final download opportunity

8. Advisor Access Revocation

When a household removes a linked advisor, or the advisor’s subscription ends:

ActionTimeline
Advisor access to household data terminatedImmediately upon de-linking or advisor subscription end
Advisor’s cached copies (if any) of household dataAdvisor is contractually required to delete per advisor agreement; Focura cannot enforce deletion of data already downloaded
Access log recordsRetained per §3.3 (7 years)

9. Data Portability

Account holders (or their authorized representatives) may request a complete export of their personal information in a structured, commonly used, machine-readable format:

  • Format: JSON (structured data) + PDF (human-readable summary) + original media files (voice/video)
  • Timeline: Available for download within 30 calendar days of request
  • Cost: No charge
  • Availability: Via in-platform self-service export, or on request to the Privacy Officer
  • Quebec Law 25 compliance: Data export includes the right to request transmission to another organization, where technically feasible

10. Automated Enforcement

Retention periods must not depend solely on human memory or manual review. The following automated controls are required:

ControlImplementation
Subscription lapse timerAutomated countdown from lapse date; triggers grace period notifications at 30/90/150 days and deletion at 181 days
Death notification timer90-day credential deletion countdown; 3-year estate buffer countdown from closure confirmation
Backup rotationAutomated expiration of backup copies containing deleted records within 90-day cycle
Annual retention auditAutomated report flagging any data that has exceeded its retention period without documented exception
Deletion logAutomated, immutable record of all deletions: what was deleted, when, by what trigger, and by whom

11. Audit and Review

ActivityFrequency
Policy reviewAnnually, or upon material change to applicable law
Retention compliance auditQuarterly — automated report reviewed by Privacy Officer
Deletion log reviewMonthly — Privacy Officer reviews for completeness and anomalies
Backup deletion verificationQuarterly — confirm that production deletions have propagated to backups

12. Roles and Responsibilities

RoleResponsibility
Privacy OfficerPolicy owner; approves exceptions; reviews audit reports; handles deletion requests; responds to user inquiries
Engineering / Platform teamImplements automated retention controls, deletion procedures, and data portability exports; ensures zero-knowledge architecture for credential vault
Customer supportReceives deletion requests and death notifications; routes to Privacy Officer for processing; never processes deletions independently
Legal counselReviews policy annually; advises on legal holds and regulatory changes; confirms provincial compliance as Focura expands

13. Breach of This Policy

Failure to comply with this policy — including retaining data beyond its defined period, failing to process a deletion request within the required timeline, or circumventing automated controls — is treated as a privacy incident and:

  1. Logged in the breach record system (PIPEDA Division 1.1)
  2. Assessed for “real risk of significant harm” — if threshold met, breach notification obligations apply
  3. Reported to the Privacy Officer immediately
  4. Investigated and remediated within 30 days

  • Regulatory Landscape — Full regulatory analysis underpinning this policy
  • Privacy Officer — Designation and contact details
  • informed consent — Consent framework for data collection
  • Incident Response Plan — [To be developed]
  • Terms of Service — [To be developed]

This policy is for internal governance and regulatory compliance. It is not legal advice. It should be reviewed by qualified Canadian privacy counsel before implementation and before any material change to the platform’s data handling practices.